Products and Services Offered to Clients
This page covers a list of services clients often contact us for. In most cases, we provide comprehensive financial planning centered around investment management. As a Registered Investment Advisor (RIA) which is also affiliated with a broker/dealer, we are able to focus primarily on fee-based asset management but also offer insurance products which may be crucial to managing risk within your financial plan. This also allows us to be a one-stop firm which can handle most aspects of your financial life, ranging from investment management to estate planning.
Fee-based asset management:
our management fees range from 0.75% – 1.5% per year depending on the level of assets, trading frequency, and range of products used.
Fee-only financial planning:
We are able to analyze the totality of your financial life and produce a written recommendation about where you may be able to improve. The charge for this service is $500. In cases where we are retained to review a retirement plan, insurance contract, or other financial planning matter, our hourly fee is $200.
Part of most financial plans is making sure you properly insure against risk. We are able to provide income insurance products such as fixed and variable annuities and life insurance products including term, whole-life, and universal coverage.
We can help you compare and implement the right retirement plan for you or your business, whether a traditional or Roth IRA, a defined contribution plan (401k, 403b), profit-sharing plan, defined-benefit plan or pretty much any other deferred compensation plan. Please contact us to discuss your individual needs.
Our broker dealer, First Allied Securities, provides our clients with access to a broad array of investment products including:
- NYSE Listed Stocks
- NASDAQ Over the Counter
- Foreign Stocks
- Mutual Funds
- Initial Public Offerings (IPOs)
- Margin Accounts
- Employee Stock Option Plans (ESOPs)
- Options (Calls, Puts, etc)
- Bonds (Municipal, Corporate, Treasury, etc)
- Certificates of Deposit (CDs)
- Structured Note Securities
- Preferred Debt
- Unit Investment Trusts
- Insurance (Fixed/Variable Annuities)
- Insurance (Term/Variable/Universal/Whole Life)
- Insurance (Disability/Long-Term Care)
Thanks for visiting and feel free to contact Russell Bailyn at 212-752-4343 *231 for further information.
Securities and certain investment advisory services offered through: First Allied Securities, Inc., a registered Broker/Dealer. Member: FINRA/SIPC. Premier Financial Advisors, Inc. is a Registered Investment Advisor. First Allied Securities & Premier Financial Advisors are not affiliated entities.